Risk & Compliance Officer

Job Description

Risk & Compliance Officer

Our client, one of top leading law firms in the Surrey area are seeking to appoint a Risk and Compliance Officer to join their Woking branch.

You will be working alongside the Risk, Compliance & Quality Manager and Compliance Officer with responsibilities to include:

  • Assisting with conflicts and…

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Risk & Compliance Officer

Our client, one of top leading law firms in the Surrey area are seeking to appoint a Risk and Compliance Officer to join their Woking branch.

You will be working alongside the Risk, Compliance & Quality Manager and Compliance Officer with responsibilities to include:

  • Assisting with conflicts and reporting
  • Undertaking AML conflict clearances
  • Dealing with complaints and managing claims
  • Renewing of practicing certificates
  • Review, monitoring and updating the firm`s policies & procedures
  • Compliance record keeping and monitoring
  • Ensuring new starters and existing staff are adherent to internal risk management, quality procedures and general compliance awareness
  • Compliance audits
  • General compliance awareness activities
  • Liaising with Head`s of Departments, Team Leaders and managers ensuring data protection compliance

To be considered for the role you must:

  • Preferably have been in a similar role within a law firm
  • Have legal or related qualifications
  • Excellent IT skills including using a case management system
  • Strong communication skills
  • Professional and proactive approach

On offer is an attractive benefits package alongside a competitive salary. You will be based in modern offices with easy access routes for public transport.

Job Description

Risk & Compliance Officer

Our client, one of top leading law firms in the Surrey area are seeking to appoint a Risk and Compliance Officer to join their Woking branch.

You will be working alongside the Risk, Compliance & Quality Manager and Compliance Officer with responsibilities to include:

  • Assisting with conflicts and reporting
  • Undertaking AML conflict clearances
  • Dealing with complaints and managing claims
  • Renewing of practicing certificates
  • Review, monitoring and updating the firm`s policies & procedures
  • Compliance record keeping and monitoring
  • Ensuring new starters and existing staff are adherent to internal risk management, quality procedures and general compliance awareness
  • Compliance audits
  • General compliance awareness activities
  • Liaising with Head`s of Departments, Team Leaders and managers ensuring data protection compliance

To be considered for the role you must:

  • Preferably have been in a similar role within a law firm
  • Have legal or related qualifications
  • Excellent IT skills including using a case management system
  • Strong communication skills
  • Professional and proactive approach

On offer is an attractive benefits package alongside a competitive salary. You will be based in modern offices with easy access routes for public transport.

Job Summary

Location: Woking
Contract Type: Permanent
Sector: Law
Division: Legal Support
Date: 15th November 2019

Apply now

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Olivia Elkin

Olivia Elkin

Legal Recruiter

Email: Click here
Phone: 023 9232 1991

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Job Summary

Location: Woking
Contract Type: Permanent
Sector: Law
Division: Legal Support
15th November 2019

Apply now

Share this job: