COLP / Compliance Officer

Job Description

COLP / Compliance Officer

Up to £50,000

London

Full or Part Time

Our client, a medium sized, specialist law firm in London have a rare opportunity for a COLP / Compliance Officer to join their team.

You will be ensuring that systems and controls are in place to enable the firm, its…

Read more

COLP / Compliance Officer

Up to £50,000

London

Full or Part Time

Our client, a medium sized, specialist law firm in London have a rare opportunity for a COLP / Compliance Officer to join their team.

You will be ensuring that systems and controls are in place to enable the firm, its managers and employees to comply with their obligations under the SRA and the other relevant legislation, regulations and rules

Please note, this role will be working from home initially, until June when they phase their staff to go back into the office.

Responsibilities to include:

  • Close liaison for SRA questions and submitting and uploading data
  • Assisting with conflicts and reporting
  • Undertaking AML conflict clearances
  • Dealing with complaints and managing claims
  • Renewing of practicing certificates
  • Review, monitoring and updating the firm’s policies & procedures
  • Maintaining Terms of Business and client care letters
  • Responding to data breaches and data subject access requests
  • Compliance record keeping and monitoring
  • Ensuring new starters and existing staff are adherent to internal risk management, quality procedures and general compliance awareness
  • Compliance audits
  • General compliance awareness activities
  • Liaising with Head’s of Departments, Team Leaders and managers ensuring data protection compliance

To be considered for the role you must:

  • Have at least 3 years’ PQE
  • Have experience of working as either a COLP or in a Legal Compliance function
  • Extensive knowledge of applicable anti-money laundering laws and processes, and the SRA Code of Conduct
  • Ability to work within a busy and fast paced environment

Job Description

COLP / Compliance Officer

Up to £50,000

London

Full or Part Time

Our client, a medium sized, specialist law firm in London have a rare opportunity for a COLP / Compliance Officer to join their team.

You will be ensuring that systems and controls are in place to enable the firm, its managers and employees to comply with their obligations under the SRA and the other relevant legislation, regulations and rules

Please note, this role will be working from home initially, until June when they phase their staff to go back into the office.

Responsibilities to include:

  • Close liaison for SRA questions and submitting and uploading data
  • Assisting with conflicts and reporting
  • Undertaking AML conflict clearances
  • Dealing with complaints and managing claims
  • Renewing of practicing certificates
  • Review, monitoring and updating the firm’s policies & procedures
  • Maintaining Terms of Business and client care letters
  • Responding to data breaches and data subject access requests
  • Compliance record keeping and monitoring
  • Ensuring new starters and existing staff are adherent to internal risk management, quality procedures and general compliance awareness
  • Compliance audits
  • General compliance awareness activities
  • Liaising with Head’s of Departments, Team Leaders and managers ensuring data protection compliance

To be considered for the role you must:

  • Have at least 3 years’ PQE
  • Have experience of working as either a COLP or in a Legal Compliance function
  • Extensive knowledge of applicable anti-money laundering laws and processes, and the SRA Code of Conduct
  • Ability to work within a busy and fast paced environment

Job Summary

Location: Central London
Salary: £40000 - £50000 Per Annum
Contract Type: Permanent
Sector: Law
Division: Legal Support
Date: 27th April 2021

Apply now

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Olivia Elkin

Olivia Elkin

Legal Recruiter

Email: Click here
Phone: 023 9232 1991

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Job Summary

Location: Central London
Salary: £40000 - £50000 Per Annum
Contract Type: Permanent
Sector: Law
Division: Legal Support
27th April 2021

Apply now

Share this job: