Risk and Compliance Manager

Job Description

Risk & Compliance Manager

London

Our client, a leading and highly regarded law firm in London are seeking to appoint a Risk and Compliance Manager to join their administration team.

You will be working closely with the COLP on a broad range of risk and compliance responsibilities to include:

  • Assisting…

Read more

Risk & Compliance Manager

London

Our client, a leading and highly regarded law firm in London are seeking to appoint a Risk and Compliance Manager to join their administration team.

You will be working closely with the COLP on a broad range of risk and compliance responsibilities to include:

  • Assisting with conflicts and reporting
  • Undertaking AML conflict clearances
  • Dealing with complaints and managing claims
  • Renewing of practicing certificates
  • Review, monitoring and updating the firm’s policies & procedures
  • Maintaining Terms of Business and client care letters
  • Responding to data breaches and data subject access requests
  • Compliance record keeping and monitoring
  • Ensuring new starters and existing staff are adherent to internal risk management, quality procedures and general compliance awareness
  • Compliance audits
  • General compliance awareness activities
  • Liaising with Head’s of Departments, Team Leaders and managers ensuring data protection compliance

To be considered for the role you must:

  • Preferably have been in a similar role within a law firm
  • Experience of managing risk and compliance processes with good knowledge of SRA requirements
  • Have legal or related qualifications
  • Excellent IT skills including using a case management system
  • Strong communication skills
  • Professional and proactive approach

On offer is an attractive benefits package alongside a competitive salary. You will be based in beautiful offices with easy access routes for public transport.

Job Description

Risk & Compliance Manager

London

Our client, a leading and highly regarded law firm in London are seeking to appoint a Risk and Compliance Manager to join their administration team.

You will be working closely with the COLP on a broad range of risk and compliance responsibilities to include:

  • Assisting with conflicts and reporting
  • Undertaking AML conflict clearances
  • Dealing with complaints and managing claims
  • Renewing of practicing certificates
  • Review, monitoring and updating the firm’s policies & procedures
  • Maintaining Terms of Business and client care letters
  • Responding to data breaches and data subject access requests
  • Compliance record keeping and monitoring
  • Ensuring new starters and existing staff are adherent to internal risk management, quality procedures and general compliance awareness
  • Compliance audits
  • General compliance awareness activities
  • Liaising with Head’s of Departments, Team Leaders and managers ensuring data protection compliance

To be considered for the role you must:

  • Preferably have been in a similar role within a law firm
  • Experience of managing risk and compliance processes with good knowledge of SRA requirements
  • Have legal or related qualifications
  • Excellent IT skills including using a case management system
  • Strong communication skills
  • Professional and proactive approach

On offer is an attractive benefits package alongside a competitive salary. You will be based in beautiful offices with easy access routes for public transport.

Job Summary

Location: London
Contract Type: Permanent
Sector: Law
Division: Legal Support
Date: 23rd July 2020

Apply now

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Olivia Elkin

Olivia Elkin

Legal Recruiter

Email: Click here
Phone: 023 9232 1991

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Job Summary

Location: London
Contract Type: Permanent
Sector: Law
Division: Legal Support
23rd July 2020

Apply now

Share this job: